Ethics, honesty and personalized service are the hallmark of our company. As a smaller firm, we are better able to know our clients and provide the individualized attention needed to obtain long term investment objectives.
Clearing services are provided on a fully disclosed basis through a tri-party clearing relationship with Monarch Capital Group, LLC and Pershing, LLC, a BNY Mellon Company. Pershing LLC, is one of Wall Street's largest clearing firms offering the latest technology and global trading capabilities.
We are a member of the Financial Industry Regulatory Authority, Inc. (FINRA-http://www.finra.org/), and the Securities Investor Protection Corporation (SIPC-http://www.sipc.org/).
PROFESSIONAL PORTFOLIO MANAGEMENT Honesty � Integrity � Experience � Trust